Client Analyst (Jacksonville, FL)
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To better serve clients' unique and evolving needs, Deutsche Bank has created a new business division that combines all of its asset and wealth management capabilities. Deutsche Asset Wealth Management offers retail, institutional and wealth management clients a comprehensive set of strengths few competitors in the world can match. The division combines deep intellectual capital, broad asset management expertise, decades of experience and extensive product selection with strategies across all major asset classes. The product suite encompasses the active, passive and alternative asset management expertise of Deutsche Bank. With almost €1 trillion of invested assets, Deutsche Asset Wealth Management is a leading global player.
Job Description:
The Client Due Diligence Regulatory Review (CDDRR) Analyst is primarily responsible for ensuring that all new client relationships for Deutsche Asset Wealth Management have undergone the appropriate client identification screening as mandated by DeAWM’s Anti Money Laundering (AML) and Know Your Client (KYC) procedures. The Analyst will work closely with Regional Compliance and Sales as well as its counterparts in other regions. The Analyst must be detail-oriented with the ability to multi-task, prioritize work assignments, communicate effectively with internal staff and clients, and complete assignments accurately and in a timely manner. Follow-through skills and time management are critical elements of this position.
Core Responsibilities:
Perform the required Know Your Client/Know Your Intermediary (KYI) screening on new clients by documenting and corroborating the information obtained on the client as required by DeAWM’s KYC Procedures utilizing a variety of independent research sources
Analyze Client data, documentation and negative news in order to determine Client Risk Profile as established under the KYC Procedures
Responsible for reviewing and ensuring all required AML / KYC Regulatory requirements for new clients are met
Liaise with Compliance on specific requirements and regulations arising under special circumstances
Liaise with Clients, Front Office Legal and Operations as necessary as part of the KYC process
Perform Client account periodic reviews as required
Special projects related to Deutsche Asset Wealth Management’s AML efforts
Requirements:
Bachelor’s degree or equivalent experience
Knowledge and interest in Asset Management industry and familiarity with industry jargon
Strong work ethic, commitment to excel and proven capacity to work effectively with minimum supervision and under tight deadlines in a fast-paced, unstructured environment while producing quality work
Strong communication, writing, analytical and organization skills
Experience in compliance or other client service exposure desired
Retail mutual fund or hedge fund experience desired
Strong Team Player skills as well as ability to work independently
High level of comfort in dealing with all levels of management
Familiarity with DeAWM’s client relationship management platform, Salesforce.com a plus
Familiarity with DST’s TA2000 system a plus
Proficiency with Microsoft Office programs including Word, Excel and PowerPoint
** At Deutsche Bank, we are proud to be an Equal Opportunity/Affirmative Action (M/F/D/V) employer **
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