Client On Boarding Associate in reputable / 40k – 45k recruitment
The Company
Our client is a global Bank providing various financial services. The successful candidate will join a team that is responsible for Client On Boarding service in its Middle Office in Hong Kong, the firm is now seeking for an energetic professional to join their team.
The Role
In this role, you will conduct KYC reviews on new and existing client accounts to ensure compliance with rules and regulations. This will involve analysis of KYC data such as risk assessment form and other relevant documentation, verifying customer identity and related documentary proof. You will also be responsible for trade allocation and sending confirmation to clients regarding trade status and use your initiative to liaise with settlement team and clients to resolve any settlement issues. Your duties also include following up with the relevant parties on outstanding KYC issues/documentation. You will have to work with sales team, Relationship Managers and Client Servicing team to keep comprehensive services. Additionally, you will have exposure to participate in process improvements and review of key workflows.
Your Profile
- A university degree holder Minimum 3 year experience with KYC/Account Opening within Banking and Finance Industry
- Previous exposure to AML/ Equities Middle Office will be an advantage
- Good knowledge and understanding of Client On Boarding KYC process
- Equities Trade Support or settlement knowledge is highly preferred
- Ability to logically analyze complex problems with excellent rapport and interpersonal skills
- Fluency in verbal and written English (In written and verbal) Cantonese
Apply Today
Send your resume (in WORD format) by clicking the apply button now. Please note that only short-listed candidates will be contacted.