Commercial Compliance Specialist
Commercial Compliance Specialist
A brand new opportunity has arisen at the West End base of a world leading Compliance consultancy. This is a fantastically varied role, in a rapidly expanding business would be covering clients such as investment advisors, hedge funds, private equity and institutional brokerages. You would become a vital part of the team advising on and dealing with compliance activities based around UK and Irish regulatory framework. Working directly with the firms clients on a range of compliance work from advising on maintaining and implementing the FCA handbook to carrying out compliance projects and presenting directly to the boards of fledglings funds.
Examples of the work you may carry out would be:
· Undertaking compliance reviews, assessments and presenting recommendations to Compliance Officers, compliance staff and senior management;
· Providing commercially sound regulatory solutions and advice to the senior management of a wide range of entrepreneurial regulated clients;
· Managing or participating in regulatory projects, such as annual compliance audits or S.166;
· Assisting with the project management of FSA authorisation applications.
You will have:
· Strong understanding and experience of UK regulatory framework
· Ideally knowledge of UCITS
This is an exciting position within a globally recognised compliance consultancy, to lead client relationships and utilise your compliance expertise, with scope for progression and the opportunity for US travel.
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