COMPLIANCE – AVP / SENIOR MANAGER recruitment
Our client is a global investment management company with an unparalleled reputation across the Asia Pacific region. It provides companies, institutional investors and high-net-worth clients with asset management services worldwide. With the continued growth of the organization, the need has arisen to recruit a high caliber professional to join them.
Report to the Head of Compliance, responsible for compliance advisory, liaise with regulators, compliance controls. Review of marketing materials. Provide advisory and monitoring with the SFC requirements. Undertake risk-based compliance monitoring reviews. Keep up with the changing laws and regulations. Provide guidance to team members.
To be qualified, you must be a university graduate with a minimum of 8 years' experience in compliance or risk area in sizable financial institutions or regulators. Sound knowledge on HK rules and regulations. Independent. Good command of written English and Chinese.
Interested applicants should send a detailed resume to Kelly Kam by email to kkam@ric.com.hk or by fax to (852) 2838 3323 quoting reference eFC1878.
(Applicants not contacted within 4 weeks should consider their application unsuccessful.)