Compliance
You will lead an audit team or participate in audit projects and be mainly responsible for the compliance and regulatory audit of the Bank’s businesses comprising a wide range of services and products. You will play advisory role as a subject matter expert in providing support to other audit teams on regulatory matters. The team will perform different types of audits such as global, thematic or business portfolio audits of the Bank’s Head Office Operations as well as its regional subsidiaries and overseas branches.
You will plan, organize, execute and conclude on the internal audits including the preparation of an audit plan and audit report which fulfils the responsibility of the team, scheduling and assigning work and estimating resource needs. You should be well-versed in assessing business risks and controls; recommend business-focused solutions to improve risk management practices and regulatory compliance. You will perform the quality review of auditing standards of the team and make recommendations to improve the audit processes and work paper documentation.
You will prepare concise summarised reports and management papers for Audit Committees and other stakeholders.
Requirements:
A recognized degree, with minimum 7 years of relevant working experience in supervisory or managerial level either in reputable auditing firms or financial institutions. Professional certifications such as CFA and CPA are added advantages
A good understanding of regulatory requirements in AML/CFT, FAA, SFA, MAS Notices, Legislations and Guidelines, as well as familiarity with regulatory and supervisory framework
Possess a strong analytical and problem solving skills with excellent verbal / written communication and interpersonal skills
Sound people management skills and able to communicate effectively with all level of staff
Possess strong project management skills to lead audit assignments
Leave a Reply
You must be logged in to post a comment.