Compliance Administrator recruitment
MAIN PURPOSE OF JOB:
To assist with monitoring and provide administrative assistance to the Compliance team
KEY RESPONSIBILITIES:
• Investment guideline and restriction monitoring
• PA Dealing Register
• Gifts and Entertainment Register
• Breaches Register
• Complete monitoring tasks as directed by Head of Compliance
• Maintain restricted lists and reporting function
• Undertake ad hoc projects as allocated by Head of Compliance
EDUCATION QUALIFICATIONS:
• A level or equivalent
WORK EXPERIENCE:
• Knowledge of Bloomberg system (preferable)
• Recent relevant industry experience to include some monitoring experience
OTHER KNOWLEDGE / SKILLS, E.G. MANAGEMENT, TECHNICAL ETC:
• Good verbal and written communication skills;
• Ability to prepare and deliver written reports to specified timeframes;
• Self motivated person with confidence to deal with individuals at all levels across the business;
• Ability to build positive relationships across the business and commitment to contributing to a positive compliance culture.;
• Clear and complete record-keeping essential