Compliance Advisor

A leading Private Bank with a global footprint and client base, require an exceptional compliance specialist to join their Compliance Advisory team. The team, are a pure business compliance advisory function, and so their key responsibility is to face off to the business, supporting Wealth managers and private Bankers offering regulatory advice. The business is fast paced in comparison to many other private banks, and their client base spans the globe and is varied both in risk profile and investment value. Due to this the bank has a very diverse product offering to meet its clients requirements. This in itself creates a very unique challenge for any compliance specialist joining the business.

The role reports directly in to the Head of Compliance Advisory, supported by oversight from two senior members of the team. For his role it is essential that you have a background in compliance, ideally from Wealth Management or Private Banking. However other sectors that will be considered that include any private client investment. You will need to have the softer skills to effectively manage what can in some instances by demanding stakeholder relationships. You will need to be a strong influencer of compliance to the business and be willing to immerse yourself in to the compliance advisory team, assisting your colleagues on any workloads that they are managing.

This role offers an excellent opportunity to join an expanding team, in which continued professional development is guaranteed. You will be joining a global leader in Wealth management and Private banking.

To find out more please call Stephen Borner at hays on 02034650110.

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August 20, 2013 • Tags: , • Posted in: Financial

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