Compliance Advisor- Fixed Income

A large Investment Bank is actively recruiting for Fixed Income Compliance Advisor's to join their Markets Compliance team.

Given the huge increase in regulatory obligations facing the banking industry, the firm is expanding their Compliance coverage across their trading floors. The teams are split between Interest Rates FX, Credit, Structured Products and Commodities. One of the very attractive elements to the role is that over time, you will be cross-trained in each department to ensure you have a full understanding of all of the products traded within the FICC division.

The Head of the Fixed Income Compliance team is very hands on and takes immense pride in building a team that works for each other as well as supporting the business. This collaborative approach means you will be involved in a wide range of projects, have input into performance improvement issues and have involvement in many firm-wide initiatives.

Essential skills:

* University degree and strong academic background.
* A post-graduate qualification such as Legal / LPC; CISI; MSc or MBA; CFA studies; ACA etc
* Strong understanding of Fixed Income products
* Excellent communication skills
* The confidence to interact with senior management in a diplomatic and commercially focused way
* A good understanding of the UK regulatory framework.

This is an excellent opportunity for people who want to get into Compliance but have no experience in the field. However, if you do not have experience, you MUST have worked in an Investment Bank for a minimum of 3 years and demonstrate your understanding of Fixed Income products. Unfortunately, if you do not meet this criteria, you will not be invited for interview.

March 7, 2014 • Tags:  • Posted in: Financial

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