Compliance Advisory
One of the most highly recognisable and well-respected banking brands in the world is seeking to add a high calibre Compliance professional to its Wealth Management Compliance division. This is a great opportunity to join a company that invests greatly in ensuring the continual development of all members of their staff.
As Compliance Advisory specialist, you will be charged with providing full time Compliance advisory support to the UK Wealth Management business. You will be expected to deal with any day-to-day queries that face the team, which can arise from a variety of topics such as COBS rules, conflicts management and cross border business. Your knowledge surrounding relevant regulatory requirements must be fully developed as part of your role demands that you ensure the division’s processes are fit for purpose.
The ideal candidate must have prior experience from within a UK, or International, Private Banking or Wealth Management institution. Applicants from other Private Client Investment backgrounds could also be considered. It is essential to have a highly developed understanding of the UK regulatory environment as a whole and be confident in applying this knowledge in a practical manner. Strong communicational skills are a must, as you will be expected to liaise fluently and frequently with all levels of the business and the wider Compliance team in general.
If you would like to discuss the role further, please contact Liam Connolly on 020 3465 0110.
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