Compliance Advisory – Corporate Finance recruitment
Core Responsibilities:
• Regulatory requirements in respect of transactions undertaken by Corporate Finance.
• Regulatory requirements in respect of the Corporate Finance business.
• Controls over confidential and inside information.
• Reputational risk.
• Resolution and management of conflicts of interest.
• Chinese walls and wall crossings.
• Drafting of policies and procedures for both the Compliance team and for the business lines.
Specialist Advisory Knowledge:
• Relevant FSA Conduct of Business Rules.
• UK Listing Rules.
• UK Takeover Panel Rules.
• New Product Approval process.
• Responding to regulatory enquiries and investigations.
• Interpretation of changes/updates to regulations and the provision of regulatory updates to Corporate Finance.
Essential Skills:
• Educated to degree level.
• Exhibit excellent oral and written communication skills.
• Have an organised and structured work style, working calmly under pressure.
• Be able to work as part of a team, but also with a degree of autonomy and independence.
• Have experience of corporate finance compliance.
• Ideally be familiar with the UK Takeover Panel rules and/or requirements of the FSA.
• Be able to interact effectively with staff at all levels in an organisation.
• Be discreet in the handling of confidential information and be proactive and execution focused.
Robert Walters is a leading global recruitment consultancy, specialising in placing high calibre professionals into permanent, contract and temporary positions at all management levels.
If you would like to apply for this role or find out more, please apply online or contact Tom Strelczak at Robert Walters on 02075098095 or tomas.strelczak@robertwalters.com quoting the reference TSV/1591930.