Compliance Advisory / Fixed Income Front Offfice
Fixed Income compliance Advisory -
You will provide advice to Financial Markets on internal policies and procedures and relevant laws, rules and regulations. Such advice may be general in nature or specific and also include new initiatives and regulatory changes.
You will also be responsible for assisting compliance and audit teams in reviews of systems and controls, as well as updating policies and procedures.
Requirements:
- Degree level educated or equivalent;
- Experience of working in a legal, regulatory or consulting background
- experience must include:
- wholesale products and services together with a good understanding of how a wholesale bank operates; and
- the regulatory requirements applicable to Financial Markets businesses, including benchmark regulation, in particular the LIBOR submission process, systems and controls.
- Excellent working knowledge of Excel and Powerpoint;
- Self starter with the ability to manage the expectations of multiple stakeholders at the same time; and
- Organised and able to multi-task essential.
Leave a Reply
You must be logged in to post a comment.