COMPLIANCE ADVISORY MANAGER
Well established Financial Institution based in London are looking for an experienced COMPLIANCE ADVISORY MANAGER to provide advice and guidance on all compliance and regulatory issues as well as managing relationships on behalf of the Company. Key duties include providing advice and resolving day to day issues in respect of financial crime, conflicts of interest, wall crossings, research approval; participating in business change; investigating complaints and deciding with Head of Compliance on final decisions made; providing advice on policies and procedures; be a key representative for the delivery of training to the business areas.
January 30, 2013
• Posted in: General
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