Compliance Advisory Officer
Compliance Advisory officer -Wealth Management
My client, one of he worlds largest Wealth Banks are looking for an experienced Compliance Advisory officer to join there Compliance team.
Reporting to the Head of Compliance Policy and Advisory for Wealth Management UK. The role entails working both autonomously and as a member of a team in the provision of expertise in Compliance matters for specified tasks or projects; and management to identify, assess, mitigate, manage, advise and or report on Compliance risks.
Role Responsibilities
Identification of compliance risks and the provision of solutions and methods to detect, prevent, mitigate, and or respond to such risks.
Analyse and report on trends and regulatory developments to ensure Compliance services provided by the team remain current with changes to the business or relevant laws and regulations.
Development of appropriate policies for the control and mitigation of Compliance and reputational risks arising from the operation of the business to facilitate compliance with applicable laws and regulations.
Experience Required
Looking for candidates from a strong Compliance Advisory background. Having a proven track record in working within a Wealth/Private Background.
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