Compliance Advisory Officer
A leading brand in global asset management requires an experienced compliance advisory specialist to join its business. The role sits in the Compliance Advisory team and this team are responsible for both regulatory advice in relation to investments but also management of regulatory change and providing regulatory training.
This role sits in a wider team of 5 specialists, and this role will join as a senior officer in this team. The successful candidate will be expected to have oversight of a chosen business line and to lead as an SME on key regulations such as UCITS IV, AIFMD MIFID II. This company has a very broad product offering, and so offers the opportunity to gain up-skilling across very broad regulatory requirements.
Your key responsibilities will include;
• Responsibility for managing the advisory relationship with the Investment Management areas covering Equities, Fixed Income, GIS, Real Estate and Infrastructure; and managing the advisory relationship with Operations and IT and to cover all compliance and regulatory issues.
• Responsibility for providing advice to Product teams, providing advice on emerging regulation and participate on relevant projects and managing the advisory relationship with the business.
• Working closely with the business in all areas to improve processes and reduce risks to clients and to the company,
• To work on compliance projects, to launch new products and production of various Compliance reports as required.
• Assessment of new / amended regulations and dissemination to business
The role offers a very unique opportunity to join not only a very well regarded global business, but also to join a team with a fantastic culture in a role with true development opportunities.
Hays Investment Management Compliance is a dedicated recruitment function, focusing purely on regulatory compliance recruitment within the buy-side of the market, covering Asset Management, Hedge Funds, Private Equity, Wealth Management and Private Banking. We offer a unique insight into the investment compliance market, having developed a specialist network of both clients and candidates within this sector.
For a confidential discussion on this role, other opportunities in the market or a more broad discussion about the market at present please call Stephen Borner at Hays on 02034650110.
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