Compliance Advisory Officer
City based Asset Manager seeks a Compliance professional to join their expanding Investment Compliance function. The team provided pro-active compliance and AML advice relating to the Institutional Sales, High Net worth and Investment teams.
You will provide Compliance expertise on Funds and other products including:
* UCITS and NURS structures (especially in relation to investment and borrowing powers and restrictions);
* Offshore bonds eligibility of investments and investment restrictions;
* ISA allowable investments;
* Matters relating to COLL sourcebook of FSA handbook.
The successful applicant for this position will have:
* A good knowledge and understanding of regulatory requirements affecting a UK asset management and wealth management business.
* Demonstrable regulated funds and investment compliance experience.
* Ability to work with people at all levels.
If you would like to find out more about this position and apply please contact Aaron Bolton on Aaron.Bolton@blackswangroup.com or 02033016303.
Leave a Reply
You must be logged in to post a comment.