Compliance Analyst (3+ yrs) – Pte Bank – Singapore recruitment
Job scope
The candidate will assist in the following areas:
1. Regulatory Advisory
- Assists in examining the compliance implications of legislation and regulations, rules and recommendations (and changes to them) with regard to duty of notification, publication and obligations in relation to the supervisory authorities.
- Assists in the licensing of representatives and familiarity with the Representative Notification System and Misconduct Reporting System.
2. Regulatory Compliance and Risk Controls Checks
- Assist in the investment suitability and cross border reviews.
- Perform periodic regulatory compliance and risk control checks.
- Familiarity with financial crime-related issues in a private banking environment.
- Knowledge of KYC / CDD issues in relation to account opening and conducting due diligence on new and existing private banking and trust clients.
- Perform periodic regulatory-compliance reporting.
- Ad-hoc assignments / projects e.g. regulatory compliance risk mapping / charting i.e. description and analysis of compliance-related legislation and regulations of importance to Bank.
Requirements
- Degree with minimum 3 years of Compliance / Risk / Control experience, preferably in a Private Bank before.
- Strong compliance / control awareness
- Strong communication skills
- Detail oriented
- Strong analytical skills
Taylor Root Singapore
Taylor Root - a member of The SR Group
EA Licence No. 10C4100
May 12, 2012
• Tags: Compliance Analyst (3+ yrs), Private Banking, Pte Bank, Singapore recruitment, Wealth Management careers in the Singapore • Posted in: Financial