Compliance Analyst – Asset Management – URGENT recruitment
Our client is a Major Tier 1 Asset Manager currently recruiting a Compliance Analyst with strong report writing skills and strong knowledge of the FSA Handbook.
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Key Tasks:
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Assist in ensuring proper documentary evidencing for anti money laundering purposes
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Liaise with client services to review all customer due diligence documents for new accounts and present to the Money Laundering Reporting Officer for sign off
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Conduct sanction screening (including PEP screening) for all new business relationships and review and negative news hits on an ongoing basis
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Due diligence reviews on underlying investments for listed funds
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Ongoing review of CDD/KYC
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Review marketing material in accordance with FSA regulations
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Assist in the day to day activities of the Compliance Team
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Assist with the Compliance Monitoring Programme
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Assist with Compliance training
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The ideal candidate will have the following skills.
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Methodical person with attention to detail, together with strong administrative skills and an analytical approach to problem solving. Ability to identify material issues and know when to escalate them
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AML/CDD/KYC knowledge useful but not essential
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Ability to prioritise effectively and manage ongoing work with ad hoc projects and deal with a variable workload
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Excellent inter-personal skills, with a strong personality, confident, highly motivated and organised, team player, but able to operate under their own initiative
Enthusiastic willingness to learn
To be IT literate and familiar with word/excel/PowerPoint and outlook
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For further information please do not hesitate to contact Jen Brown on 0207 886 7139. Closing date 30 March 2012.
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