Compliance Analyst- Control Room
A leading Investment Bank is currently seeking a Compliance Analyst- Control Room. The Control Room within the bank is responsible for detecting and preventing misuse of market information.
You will be responsible for ensuring compliance with all relevant regulation, administering and publishing the banks Restricted list and associated monitoring. Key responsibilities include: conflict clearing, research clearance, watch and restricted list maintenance.
The successful candidate will exhibit excellent communication skills, with high levels of motivation and the ability to work to deadlines. You will need to be highly discrete in handling confidential information and have an organised work style, staying calm in difficult or challenging situations. You should ideally be educated to degree level or equivalent and prior control room/ investment banking experience would be highly beneficial.
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