Compliance Analyst- Global Asset Manager
The company:
Major global asset management firm, with a strong focus on private equity, commodities and fixed income strategies. The firm has over $200 billion Assets Under Management globally and has offices in around 30 cities.
Role Overview:
You will be joining a dynamic compliance team assisting a number of teams across the organization regarding Compliance and regulatory issues.
You will be part of a key team, being one of the main points of contact and will report directly to the Head of Compliance.
Very unique opportunity to specialise in front office compliance issues, advising and providing bespoke monitoring to the trading floor.
As compliance analyst your main accountabilities will be:
· Providing front-office monitoring support for investment teams
· Assisting the front and middle office regarding compliance queries
· Providing support on the implementation of policies and procedures according to the current regulation
· Assisting the compliance team on the compliance monitoring plan across the organization
· Assisting with Compliance training across the organization
· Reviewing marketing material according to the FCA regulations
The candidate:
The right candidate will have the following attributes and experience:
· At least 3 years buy side experience in compliance
· Excellent knowledge of the FCA handbook
· Strong knowledge asset management products
· Able to build up and maintain good relationships with the regulatory bodies
· Thinkfolio, Blackrock Aladdin or Charles River knowledge will be beneficial
· Strong interpersonal and communications skills and able to communicate with senior management on a confident and professional manner
Great opportunity for any individual who wants to be part of a growing team and joining a company offering a fantastic career progression and strong training programs.
To find out more about the role, please get in touch with Celia Silva on celia.silva2@hays.com or call 020 3465 0110
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