Compliance Analyst – Hong Kong recruitment
Reporting directly to the Head of Legal and Compliance HK, the successful candidate will be responsible for managing compliance and regulatory issues relating to the Company across Hong Kong, China and a number of Asia Pacific Regions.
Candidates must be educated to degree level, have considerable experience working within a similar role in multinational financial institutions (preferably asset management and/or hedge funds), and have excellent spoken and written English and Chinese (Cantonese/Mandarin).
They must also be able to demonstrate a solid understanding of the following areas:
• Licensing matters for the company and relevant staff
• Compliance training and monitoring
• Compliance with laws, regulations and rules (e.g. selling restrictions, personal dealing policy, AML, KYC)
• Regulatory risk updating and monitoring
• Internal compliance policies, regulations and procedures and reports
• Liaison with regulators on licensing matters and related regulatory returns
We offers an extremely competitive basic salary, in addition to quarterly bonuses, private healthcare, company pension scheme and flexible holidays. This role will involve working within a small team from a variety of countries and cultures, in a dynamic and friendly environment. There will be opportunity for the successful candidate to progress within the team, and we also offer close mentoring and strong support from our Legal and Compliance teams based in London, external legal counsel and compliance advisors.