Compliance Analyst III Job
Compliance Analyst III (Job Number: 1309979)
BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Additional information is available at www.bnymellon.com.
Risk and Compliance provide risk and compliance services across all BNY Mellon businesses. Organizationally, Risk and Compliance includes the following groups: Risk Management, Compliance, Global Corporate Security, Information Risk Management and Global Business Continuity. Risk Management oversees and delivers risk services and ensures new business risks are reviewed and approved. Risk Management is organized through Chief Risk Offices for each core business and critical operation. Risk managers provide shared support to BNY Mellon for operational risk services for Global Corporate Trust, Depositary Receipts, Treasury Services and Global Operations in EMEA. Compliance helps ensure BNY Mellon's businesses maintain appropriate processes to comply with applicable laws, regulations, BNY Mellon policies and ethics. This is accomplished through business- and business partner-specific teams of professionals, under centralized global management.
Description
Supports day to day anti-money laundering (AML) compliance efforts for the Company as they relate to regulatory requirements, with a focus on AML transaction surveillance.
Perform detailed research, analysis and transaction monitoring according to defined criteria designed to prevent and detect money laundering, financing for terrorist activity, evasion of certain regulatory requirements and other suspicious activity. Responsibilities may include verifying of practices against policies, preparing management reports and counseling business personnel on compliance with policies.
Qualifications
BA/BS preferred. 2+ years of experience. This position requires knowledge of the Financial Services Industry regulations, compliance, operations or auditing. Strong oral and written communication skills and the ability to implement compliance policies and procedures.
Primary Location: United States-USA-PA-Pittsburgh
Internal Jobcode: 23670
Job: Audit/Compliance/Risk
Organization: Compliance Ethics-HR06015
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