Compliance Analyst – Investment Management recruitment
To be considered for this opportunity you will possess a minimum of 2 years experience within the funds management industry. The ideal candidate will have a background in legal, risk, compliance or audit.
Responsibilities include but are not limited to;
- Assist in the development and implementation of the investment compliance risk framework
- Development and coordination of investment guidelines, client mandates and restrictions
- Review and update compliance and risk policies and procedures; for example, in relation to AML, AFSL and derivatives risk management obligations
- Manage regulatory relationships and reporting
- Assist with regular reviews and audits
Requirements:
- Knowledge of back-front fund management industry
- Can-do attitude
- Ability to work autonomously
- Confidence to build rapport with the business
- Ambitious
To discuss this role in more detail please contact Charlotte Donohoe, Senior Consultant, on 8986 3109 or cdonohoe@morganmckinley.com.au
December 11, 2011
• Tags: Compliance Analyst, Investment Management recruitment, Risk Management careers in the Australia • Posted in: Financial