Compliance Analyst IV Job

Compliance Analyst IV (Job Number: 1316579)

Description

Supports management in the day-to-day efforts related to compliance with laws, rules, regulations and related policies. The incumbent performs research, analyzes relevant compliance-related information and makes recommendations on necessary procedural/control changes on more complex compliance matters. Additionally, is responsible for understanding trends in the industry and making policy recommendations. Responsibilities may include verifying practices against policies, preparing of management reports and counseling business personnel on compliance with policies.

Qualifications

BA/BS preferred. 3+ years experience. This position requires knowledge of the Financial Services Industry regulations, compliance, operations or auditing. Must have the ability to supervise small teams and projects and develop solutions for compliance issues. Requires strong oral and written communication skills, problem solving and project management abilities, and the ability to implement compliance policies and procedures.

*LI-KW1

Primary Location: Pittsburgh, PA, US
Internal Jobcode: 23660
Job: Audit/Compliance/Risk
Organization: Mellon Capital Management-HR06141

October 30, 2013 • Tags: , • Posted in: Financial

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