Compliance Analyst needed at European MTF recruitment
This is an excellent opportunity for a compliance professional with an interest in developing their understanding of exchange traded products as well as working with leading technologies and form part of an experience compliance team.
As a Compliance analyst, your responsibilities will include:
- Contribute to the planning and implementation of the Compliance Monitoring Programme, taking into consideration regulatory requirements and anticipated regulatory change
- Producing and reviewing internal compliance policies and controls
- Conduct on-boarding of new participants, including due diligence, and dealing with any queries.
- Support production of AML and other reports for the committee
Key Skills Required
- 2+ years experience working for a financial services firm in compliance
- Experience performing AML/KYC due diligence
- Experience working from the sell side highly desirable (IB, brokerage, Exchange)
- Knowledge of current UK and EU regulations
- Knowledge of exchange traded products
If you wish to work for a rapidly expanding MTF, and take your steps to rapidly progressing your compliance career; please send your CV to me for consideration
May 23, 2012
• Tags: Compliance Analyst needed at European MTF recruitment, Equities careers in the UK • Posted in: Financial