Compliance Analyst, Officer
Our Company
State Street Corporation (NYSE: STT) is the world's leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $26.03 trillion in assets under custody and administration and $2.24 trillion in assets under management as of September 30, 2013, State Street operates globally in more than 100 geographic markets and employs 29,230 worldwide. For more information, visit State Street's website at www.statestreet.com.
Promoting a culture of excellence
With more than 29,230 employees across 29 countries, at State Street, our people are our greatest asset. We recognize that highly skilled, engaged and productive employees are essential to our success. Our company values reflect our commitment to employee engagement, Global Inclusion and corporate social responsibility -- to help you build a fulfilling career. Around the world, we aim to be an employer of choice by offering competitive compensation and benefits, personal and professional development opportunities, and a work environment that promotes a diverse array of people, ideas and skills.
We're a company that insists on, and rewards, performance excellence. We know our success hinges on attracting the best people to join us -- people like you.
State Street supports flexible work arrangements where determined feasible, consistent with business and operational needs. Subject to an individualized assessment of these considerations, roles may be identified as potentially suited for a flexible work arrangement. Requests for a flexible work arrangement can be made upon hire. All employees at State Street have the ability to request flexible work arrangements, with the final decision based solely on business discretion and subject to management approval. More information is available here.
We encourage you to explore the possibilities that a career at State Street can offer you.
State Street is an Affirmative Action/Equal Opportunity Employer. Applicants are considered for all positions without regard to race, color, religion, national origin, ancestry, ethnicity, age, disability, sexual orientation, gender, gender identity, citizenship, marital status, domestic partnership or civil union status, familial status, military and veteran status or other characteristics protected by applicable law.
This role is within the Compliance Program and Support Office. The Program and Support Office is responsible for establishing and overseeing the compliance methodology for the Business-aligned Compliance teams, administering the GRC application, generating compliance reports, andmanaging projects across the Business-aligned Compliance teams.
The primary responsibilities are the following:
- Assist with the maintenance of the procedures/methodology that govern the business-aligned Compliance Oversight Programs. Additionally, assist developing and delivering training materials related to the procedures/methodology.
- Review control documentation from the Controls Testing and business-aligned Compliance teams to ensure adherence to the procedure/methodology.
- Perform quality assurance reviews over testing performed by the Controls Testing team to ensure adherence to the procedure/methodology.
- Perform quality assurance reviews over the regulatory risk assessment process to ensure adherence to the procedure/methodology
- Perform quality assurance reviews over the recording, remediation and closure of compliance issues to ensure adherence to the procedure/methodology.
- Compile periodic reporting/metrics on the effectiveness of the business-aligned Compliance Oversight Programs.
- Assist with annual regulatory risk assessment activities.
- Work collaboratively and support the Controls Testing and business-aligned Compliance teams around the globe as it relates to the Compliance Oversight Program methodology and execution.
- Bachelor's Degree
- Minimum of 3 years work experience with internal control methodology
- Excellent analytical, business writing and verbal communication skills
- Excellent project management and organizational skills
- Detail and deadline oriented
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