Compliance Analyst recruitment
Company Overview
Boston Trust Investment Management Company (Boston Trust) is a 100% employee owned firm that provides portfolio management services to individual and institutional clients. The firm manages more than $5 billion in client assets for institutional and high net worth investors. Boston Trust employs approximately fifty-five people and specializes in actively managed, high quality equity, fixed income and balanced portfolios. Walden Asset Management, a division of Boston Trust, is a leader in managing portfolios for clients whose overall investment objectives include environmental, social or governance factors. Boston Trust Investment Management, Inc. is a subsidiary of Boston Trust and is a registered investment advisor providing advice to a family of proprietary mutual funds.
Job Responsibilities
Reporting to the Director of Risk Management, Boston Trust seeks a qualified professional to support the compliance efforts of the firm. Primary areas of responsibility:
Bank Secrecy and AML Compliance:Responsible for performing various quality control reviews and monitoring in the area of Bank Secrecy Act, USA PATRIOT Act, Anti-Money Laundering OFAC, Customer Identification Program and compliance, using industry standard and regulatory guidance sampling methods to ensure the company’s compliance efforts are maintained on a daily basis.
Compliance Program: Responsible for monitoring compliance with the laws and regulations governing the bank and investment adviser through the administration of a compliance program and development and maintenance of compliance policies and procedures. Utilizes automated tools to conduct pre-trade approval for all trades related to the company clients and trading partners. Monitors positions against investment parameters and restrictions each day. Reports on investment compliance policies to various internal and external clients and stakeholders proactively and timely. Investigates, escalates and reports issues to business management.
Corporate Governance: Responsible for the development, maintenance and production of compliance files and records, audits, examinations, Board and committee materials, minutes and resolutions.
This position is an excellent position for the qualified individual who has two to four years experience in banking or investment adviser compliance. Boston Trust offers competitive compensation and a highly collaborative environment for professional development and growth. We have a history of superior client and employee retention and are respected in our industry for the consistency of our approach, as well as the experience and integrity of our people.
Qualifications
Education: Bachelor’s degree with a record of high achievement
Experience: Two to four years compliance or financial services experience
Competencies: Superiororal and written communication skills, plus an aptitude for math; knowledge of regulatory penalties associated with compliance violation; ability to properly review compliance related materials; highly efficient and organized; proficient with Microsoft Office, particularly Excel and Access; strong team player. Advent experience a plus.
Boston Trust Investment Management Company and Walden Asset Management is committed to diversity in the workplace. We seek to create an environment where all employees’ abilities and energies are fully utilized. We believe diversity enhances our opportunity to build a high-performance culture that enables us to succeed in a competitive business. Reasonable accommodations will be made available to any applicant requesting them for the application process.