Compliance Analyst recruitment
International Investment Bank with a growing Sydney office is seeking a strong junior compliance candidate to join their equities team.
This role is primarily responsible for the advisory to the business and surveillance of the equities trading business. You will be monitoring trading and ensuring compliance with firm and regulatory policies.
To be successful in this role you must have previous equities compliance monitoring experience gained within an institutional capacity. The ideal candidate will be familiar with SMARTs and be able to demonstrate solid relationship management and engagement skills. You will be up to date on local market regulatory requirments and be adept at identifying and resolving compliance risk. The ideal candidate will enjoy training and have be looking to progress their career with a globally recognized institution.
For a confidential discussion please Desiree Hemberger on +2 8986 3120 or please apply online via the below link.
