Compliance Analyst recruitment

Reporting to the Head of Compliance your duties will include;

Create and maintain new security masters.
Performance regular reviews of portfolios to ensure compliance client guidelines, internal policies and applicable regulations.
Work closely with account managers and portfolio managers/traders to resolve issues relating to investment guidelines.
Undertake ad hoc projects to enhance the efficiency of the Asia Investment Guidelines Compliance team including training and technology initiatives.
Coordinate communications with other compliance teams in the region as well as with the US and Europe to ensure adoption and maintenance of global standards.

Qualifications and experience

Minimum 3 to 5 years working experience in compliance within financial services
Have an interest and good working knowledge of fixed income markets and securities, including derivatives such as futures, options, interest rate swaps and credit default swaps, and equities preferred.
You must be a confident and self-motivated with excellent communication skills.
Ability to work under pressure.
An audit background within a Big4 house and exposure to asset management clients will be considered

If you are interested please send you resume to perryb@charterhouse.com.sg

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