Compliance Analyst recruitment
About the company
This Global Asset Management firm manages investments across the full spectrum of global asset classes and strategies: fixed income, equities, commodities, structured products, real estate investment trusts, portable alpha and absolute return. Their aim is to add value for their clients in each of these strategies through their experience and expertise in fixed income and derivatives.
Job description
The Analysts primary responsibility will be the following:
• Interpreting guideline documents, including Prospectuses and SAIs
• Implementing investment restrictions into the firms proprietary system.
• Responding to all guideline-related inquiries and minimizing errors associated with guideline implementation through research and audits. • Interaction with Account Management, Portfolio Management, Legal, and other Compliance personnel is frequent.
Who we are looking for
A Compliance Analyst with the following experience:
• A strong understanding of 1940 Act Fund investment restrictions
• A working knowledge of fixed income
• Experience in dealing with Prospectus reviews/SAIs
What's on offer
A competitive salary with bonus plus benefits