Compliance Analyst recruitment
A well known top-tier bank is seeking a junior compliance professional to join their well respected team in a core compliance role.
This is a broad role where you will have the opportunity to be responsible for a number of tasks covering advice, monitoring and training.
Your core duties will involve;
* Employee compliance
* Licensing for Authorized Reps
* Manage the framework that supports Responsible Managers, Responsible Executives and Responsible Officers for key regulatory authorities including ASIC, ASX and APRA
* Oversee external Audits
* Manage thecompliance risk management program and identify key regulatory risks and controls
* Maintenance of the Compliance manuals for the Investment Bank
To be successful in this role you must have a minimum 2 years compliance experience preferably gained within an investment bank or in a core/group compliance role. The ideal candidate will possess an exceptional understanding of the Australian regulatory environment and strong reporting experience. You must be able to display strong communications and relationship management skills.
For a confidential discussion please Desiree Hemberger on +2 8986 3120 or please apply online via the below link.
