Compliance and Business Analyst recruitment
This role requires a person with working investment management and portfolio compliance knowledge coupled with strong system knowledge and experiences and will be willing to take on operations responsibilities.
The Analyst needs to know how to identify restrictions from the IMA (investment management agreement) and create compliance tests based on the restrictions from the IMA to prevent trades from occurring as stipulated.
The analyst will need to understand the asset classes/investment types, unique characteristics on complex security types and how it is traded in different markets.
It is expected the analyst will be able to research any discrepancies in the data such as security master, positions, trades, clear trade alerts, monitor the systems to ensure trades flow downstream, resolve trades/positions breaks.
You will have trade settlement knowledge and understand how trade behaves and support traders.