Compliance and Regulatory Consultant
The successful applicant will have responsibility for the development of the compliance consulting service, that aims at helping clients to
efficiently structure their business, minimising regulatory burdens and complying with relevant regulations.
The role offers an incredibly autonomous scope for growing this new team and providing the direction in conjunction with the firms partners.
- Development of the compliance consulting services business - current and new lines of business; and Cross-selling the services of the legal team to compliance consulting clients.
- Responsibility for the provision of a full range of compliance consulting services to clients including but not limited too: FSA authorisations; compliance training; monitoring; advisory services.
- Keeping to date with and reacting to new legislation and regulation, and be proactive in bringing these to clients` attention, and developing compliance services as a result
- Create briefing notes on topical regulatory and compliance issues
- Develop a detailed understanding of clients` businesses, understand the way in which the regulatory environment impacts on their activities and have a strong grasp of the detail of applicable requirements.
Please ensure you match the following requirements, and these are demonstrated on your CV:
Degree - relevant professional qualification (Legal Practice Course)
- Industry knowledge of the financial services investment sector. E.g. asset management, private equity, venture capital , corporate finance
- Understanding of financial services regulation and risk practices
- Compliance consulting experience in financial services
- Good technical knowledge of FSA Handbook, FSMA 2000, the Regulated Activities Order and MiFID.
- Ability to provide broad insight into the practical impact of regulatory change across the financial services industry. Providing proportionate, considered, risk-conscious advice
- Ability to identify and suggest ways to mitigate regulatory risk
A Legal Institution, with finance and consulting arms of business.
Competitive package and challenging role combining Law and Compliance.
Where specific UK qualifications are required we will take into account overseas equivalents.
Please quote Michael Page reference when applying Job ref:MPGX13256379
Michael Page International is a world leading recruitment consultancy.
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