Compliance Assistant / Brokerage recruitment
Our client, International Brokerage Company is looking for a compliance assistant to join their compliance team. The individual would be assisting in providing guidance and support to the business, senior management and international offices.
Duties Include:
- Assisting Head of Compliance in the day to day duties of the compliance department
- Monitoring of day to day calls
- Monitoring of current law and regulations with UK and Germany
- Order sourcing and running exception reports
- Following trade flow from order through execution to trade booking
- Conducting on-boarding processes and KYC work for new clients
- Ability to work in unstructured entrepreneurial environment,
- Demonstrating ability to use initiative in solving problems
The preferred candidate will ideally have a financial services or legal background and be able to demonstrate a sound understanding of today’s regulatory environment. German and French language skills would be highly desirable. You should also possess excellent communication and interpersonal skills and be able to interact at all levels of business effectively.
If you are interested in this opportunity, please email your C.V. to mario@altussearch.co.uk or call Mario Broz on 020 7430 1831 for a confidential discussion.
Altus Search Ltd is acting as an employment agency in relation to this role.