Compliance, Assistant Manager
- Sizable and multinational financial services firm
- Manage wide range of products and services
- Stable position with good career prospect
Our Client
Our client is an expanding financial services firm with good reputation in the market. They are seeking for a Compliance professional to join their Product and Regulatory Compliance Team.
Our Role
This professional role are responsible but not limited to ensure the products and its development conform to regulatory and internal compliance policies, monitor new accounts opening procedures and review policies prepared by other departments.
You will be responsible for ongoing assessments of regulatory and compliance risks inherent in existing and proposed business activities and initiating, coordinating and delivering process enhancements where required. You are also expected to provide regulatory advice particularly with respect to the potential impact of regulatory changes.
To Qualify
The ideal candidate should be a Degree holder in Finance, Accounting, Law or other related discipline with minimum 5 years relevant experience in financial services industry.
We are looking for a candidate who has an understanding and appreciation of fundamental principles of compliance. You need to be able to multi-task, identify priorities, possessing effective communication and strong interpersonal skills. Fluent spoken and written in English and Mandarin is a MUST.
It would be preferable if you have related experience in legal and/or risk management.
To Apply
This is definitely a chance to advance your career. In order to gain the valuable experience in a prestige multinational company, please send your resume to Polly Ng with your expected salary to support@pureprofessional.com
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