Compliance, Assistant Manager / Manager – Asset Management recruitment
Our client is a global Asset Management firm with a well-established business in the region. As a result of a business expansion, our client is looking for a seasoned candidate to work together with a team of compliance professional
The Role
Reporting to the Head of Compliance, you will be fully responsible for:
• Handling licensing matters together with regulatory reporting for the group
• Conducting regular compliance monitoring procedures and checking
• Performing staff dealing approval and monitoring and producing related reports for management review
• Conducting compliance training programs for internal staff
• Providing business advisory support regarding compliance relating issues
• Updating rules and regulations and implementing applicable policies and procedures where necessary
The Successful Applicant
You will be a University Graduate holding a degree in law and/or economics preferred with at least 3-4 years experience gained within an asset management compliance function. You will possess sound knowledge of SFC codes and guidelines and have strong communication, analytical and multi-tasking skills. Fluency in English and Mandarin, both written and spoken is essential.
Contact Us
Please press the APPLY button or email your CV to Christy Lam at c.lam@alsrecruit.com quoting the reference for a confidential discussion. For more Compliance positions, please visit our website (http://alsrecruit.com/) and contact us for details. (EF/8211)