Compliance Associate – UCITS Specialist – Global Hedge Fund recruitment
Reporting to the Head of Global Compliance, the role will include:
- To report potential compliance issues and recommend changes and/or enhancements to improve efficiencies in procedures with respect to UCITS compliance.
- Assisting Head of Compliance with due diligence visits to third-party service providers.
- Reviewing and approving marketing materials - financial promotions.
- To perform comprehensive testing of processes to ensure that US, UK and EU regulatory requirements are satisfied.
- Maintaining and updating the company compliance procedures manual.
Requirements:
- Exceptional knowledge of UCITS Directives and their implications for hedge fund investment products.
- A graduate degree coupled with experience in a Compliance role within an investment management firm.
- Other investment qualifications; IMC, compliance diploma are desirable.
- Strong written and communication skills, including presentation skills.
- Knowledge of FSA, SEC, NFA rules and regulatory requirements.
- Ability to effectively communicate with all levels of staff up to and including the CEO.
- Product knowledge across Futures, Equities, Fixed Income, FX.