Compliance Associate
The firm has an outstanding reputation and beautiful offices in the heart of Mayfair. Reporting the the Head of Legal Compliance, you will have a wide range of responsibilities that stem from providing administrative support to advising the business on regulatory obligations in respect of major deals.
Key responsibilities will include:
*Compliance monitoring
* Maintenance of all relevant documentation, filing and records keeping.
* KYC and Client Onboarding
* Provision of training for all new starters as well
*Maintaining the Watch Lists, Gift Register
* Personal Account Dealing
* AML monitoring and Sanctions checks
* Provision of quarterly reporting to the FSA (FCA)
* A wide range of legal assistant duties in support of the Head of Legal Compliance.
The Candidate:
* Degree Educated - 2:1 or better
* At least 2 years experience in a Compliance role within Investment Banking, Brokerage or an MA focused Law Firm.
* The preference would be for someone with the LPC qualification or Legally trained
* Excellent communication skills (verbal, written)
* A passionate interest in the Financial Markets
* High degree of self-confidence and ability to assume responsibility for projects or portions of work.
* A collaborative, team-focused approach
This is an outstanding opportunity for a bright, enthusiastic and highly motivated professional to join one of the best MA Houses the world. If you like challenges, want to play a role as a strategic advisor and have the ability to assume large amounts of responsibility, then this could be one of the best opportunities to come along in some time.
Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the TC's, Privacy Policy and Disclaimers which can be found at hays.co.uk
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