Compliance Associate | Market Surveillance | Hong Kong
A role as Compliance Associate – Transaction Surveillance with my client - a top-tier corporate and investment Bank based in Hong Kong, is available immediately.
It is a great opportunity for candidates who are looking for challenging job assignments and greater career exposure to join a leading bank with extensive presence across the globe.
My ideal candidate would have an excellent understanding of compliance policies and procedures, appropriate to a financial services environment.
Other requirements for Compliance Associate – Transaction Surveillance include:
- Between 2 to 5 years of compliance experience, preferably in transactions surveillance
- Good understanding of the financial services regulatory environment
- Good product knowledge of Cash Equities, Equity Derivatives and Fixed Income
Day-to-day responsibilities for Compliance Associate – Transaction Surveillance include:
- Analyze daily alerts raised by our in-house monitoring tool
- Cover the following markets: Hong Kong, Singapore, Taiwan, India and Australia
- Report monthly activity to Regional Head of Compliance, Compliance COO and Local Heads of Compliance
- Make disclosure to both the listed corporation and the exchange for any legal threshold crossing
- Reply to corporations’ investigations regarding our shareholdings
The opportunity is great for a young, hungry candidate who wants to join a top tier platform to build his profile. The person will join a team of top calibre specialists and will be groomed like them in the long run.
Please submit all applications to apply.a33hoj3929@selbyjennings.aptrack.co.uk or call us at +65 6589 4410 for more information
For more information, please visit www.selbyjennings.com or contact us at +65 6589 4410
Selby Jennings Pte Ltd MOM EA License no: 11S3033
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