Compliance Audit Manager
TDS is a leading provider of trustee and depositary services to the regulated collective investment scheme industry in the UK. We service a number of the UK’s leading Investment Managers acting as a trustee or depositary to about 50% of the UK market.
Markets and International Banking is the investment banking arm of the Group, offering a broad range of services enabling major corporations and institutions to achieve their global financing, transaction services and risk management objectives.
As a Compliance Audit Manager, you’ll be responsible for the planning, undertaking, and reporting of structured audit reviews of Authorised Fund Managers (AFMs), Third Party Administrators and Custodians to a risk based frequency. You will ensure these are compliant with the relevant FCA regulations.
To be successful as a Compliance Audit Manager, you will need to have previous experience working in a regulatory environment and have a background in interpreting and applying regulations. You’ll also have experience in working with external parties and be comfortable dealing with individuals all levels within an organisation. And it’s important you’ve excellent communication and report writing skills.
In return, we offer competitive and generous cash and benefit funding programme which can be tailored to suit your individual needs. In addition to financial benefits, we offer a wide selection of exclusive lifestyle offers, development and learning programmes, services and support designed to help you manage and balance your own work-life priorities.
Please note as part of our referencing process credit checks will be undertaken.
Applications close Friday, 10 May 2013.
Did you know that the RBS Group won a number of awards as a top employer in the UK in 2012? Best Business Awards 'Best Employer', Business In The Community Top 10 'Ethnic Equality’ ‘Gender’, Working Families 'Top 10 Employer', Workingmums.co.uk Top Employer 'Employee Engagement’, The Times Top 50 ‘Where Women Want to Work’, The Times Top 100 'Graduate Employers’, and The Sunday Times 100 ‘Best Companies to Work For’.
Leave a Reply
You must be logged in to post a comment.