Compliance Auditor- Funds

Job role : Internal Audit - Compliance Auditor - Funds
Banking 
£35000 - £45000

My client, a specialist team within one of the UK's well known banking groups is seeking to appoint an Internal Auditor who will be responsible for the planning, undertaking and reporting upon of structured external compliance audits of Authorised Fund Managers to a risk based frequency.

You will be able to demonstrate technical knowledge around collective investment schemes and will need to have experience and exposure to regulatory oversight. 

You will have experience of auditing in financial services and have worked in a similar capacity. 

Proven experience of standard auditing techniques and the ability to demonstrate understanding of the COLL Sourcebook and appropriate regulations. 

Other requirements include:

Strong communication skills and interpersonal skills.
Good team working skills and demonstrate commitment to personal development. 

August 30, 2013 • Tags:  • Posted in: Financial

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