Compliance AVP/VP, Insurance Brokerage recruitment
Our client is a global insurance brokerage firm that prides itself in customizing and managing insurance products for individuals, institutions, specific industry players and other clients. The compliance team in Singapore is to provide compliance advice to the business units across Asia.
Together with the Compliance Director, you will establish and implement the compliance program and manage the legal and regulatory requirements for the business. This is an exciting opportunity for a compliance professional to increase the compliance exposure and knowledge.
Responsibilities
- Review high risk and PEP account opening and periodic testing
- Establish and maintain a strong risk based compliance framework
- Perform compliance monitoring and testing to ensure adherence to regulatory requirements, industry best practices and internal policies
- Conduct compliance reviews on markets materials and product related documents
- Maintain training advice and support to the business
Requirements
- At least 5 years of compliance experience in compliance and regulatory practices
- Strong knowledge of regulatory requirements, especially FAA and Insurance Act
- Good knowledge of wealth management business will be an advantage
- Confident, self-motivated, with good time management skills
- Good interpersonal and communication skills
Interested applicants should email their CV to Paul Lee at paul.lee@robertwalters.com.sg or call +65 6228 0243, quoting Ref. No. 545310.