Compliance Case Review Analyst
A leading bank is currently seeking a Compliance Case Review Analyst to work on an Interest Rate Derivative Product Project. The primary objective of this project is to review customer files to verify whether the sales of interest rate hedging products were in line with FSA rules and to provide recommendation on redress, where applicable.
You will be responsible for confirming whether the assessment of cases followed the agreed methodology and that this is supported by documentation and validating whether the recommendation for redress is a fair and appropriate outcome for the banks customers, identifying any incidences where criteria has not been met.
The successful candidate will likely come from a risk management or advisory compliance background. Recent experience of derivative, loan, insurance and swaps, ideally in Investment Banking is essential, as is a good understanding of regulatory practices and quality assurance reviews.
If you feel you have the relevant skills for more information apply today.
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