Compliance Consultant
You are likely to be working in Regulatory Consulting and either still do or have worked for the FSA/FCA.
Candidates will havethe following experience:
- Provided audit and assurance services for firms regulated by the FCA
- Have expertise in a designated specialism eg EMIR, AIFMD, MIFID II
- Advised on all areas of regulation, in particular corporate governance, PRIN/APER, COBS, SYSC
- An excellent understanding of FCA rules and regulations
- Excellent communication skills, the ability to produce accurate audit reports, compliancemanuals, policies and procedures
- A broad understanding of regulatory change eg EMIR, AIFMD, MIFID II, CRD, UCITS
Additionally if you have experience of s166/ risk management reviews this would be highly advantageous.
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