Compliance Consultant Manager
A big four consultancy firm are looking to hire a new consultant into their regulatory advice team. With a focus In the retail and wealth business this team engages closely with regulators and leading firms within this sector. As p[art of a consultancy firm you will gain exposure to a variety of businesses and teams assisting and providing them with support to ensure compliance with relevant regulation.
Key responsibilities include:
• Strategic implications of regulation
• Effective implementation of regulatory directives
• Remediation of regulatory issues
• Effective implementation of risk management processes
• Embedding a risk based performance assessment
This exciting as part of the Retail Wealth team will give the opportunity to be involved in a variety of projects/engagements for many different clients. This will enable you to develop your knowledge of the Financial Services sector further as well as experience working for and with many Financial Institutions. Strong academics and FCA and conduct of business regulation is essential
Hays Investment Management Compliance is a dedicated recruitment function, focusing purely on regulatory compliance recruitment within the buy-side of the market, covering Asset Management, Hedge Funds, Private Equity, Wealth Management and Private Banking. We offer a unique insight into the investment compliance market, having developed a specialist network of both clients and candidates within this sector.
For a confidential discussion on this role, other opportunities in the market or a more broad discussion about the market at present please call Abigail Vann at Hays on 02034650110.
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