Compliance Consultant recruitment
A global custodian with offices in Canary Wharf is looking for a Compliance Consultant with a background in Custody Compliance.
The team provides compliance oversight and advisory support for the UK Asset Servicing operations, working alongside business unit risk partners to ensure that compliance controls are embedded within the business.
Due to the nature of this compliance position, you will be required to deliver a consultancy style service that will initially involve the analysis of regulatory developments, but will also include the following responsibilities:
-Keeping up to date with existing/new regulatory compliance developments, with responsibility for communicating change to the business
-Assisting with the identification, measurement and management of compliance risk matters as it relates to the business unit's existing business and planned strategic or operational changes
-Assist with the development of regulatory and compliance training to partners
-Assist with the management of examination visits by UK and US regulators
-Promoting a positive compliance culture through communication and oversight of regulatory responsibilities at all levels
-Detecting/advising local management of potential compliance problems and recommending changes/ enhancements and contributing to the development/updating of policies, procedures and business practices where these relate to compliance initiatives
-Devise and produce periodic Management Information (KPIs/KRIs) where applicable
-Building effective internal and external networks that ensure awareness and application of best practice across the organisation
-Assist with the managing and/or participating of client due diligence on site visits
In order to be considered for this role you MUST have proven compliance experience of working within custody, or in a consultancy firm where you are advising custodians on a regular basis.
If you have the required experience for this role and would like to be considered for it, please apply now and contact Charlotte Larwill at Advantage Professional on 020 7886 7147.Advantage Professional is a leading international recruitment consultancy.