Compliance Consultant
Full Job Description
Compliance Consultant – Venn Group are currently working with the fund management arm of a leading bank who are recruiting for a compliance consultant to review, redraft and implement new compliance policies and procedures and conduct gap analysis on incoming compliance regulation, particularly AIFMD.
As the compliance consultant your project will consist of three stages. The first stage will be to conduct a high level risk assessment of the compliance issues facing the fund management business. The second stage will be reviewing, redrafting and implementing the new and updated compliance framework, ensuring it is in line with current market standard. Once the new policies and procedures have been implemented you will be responsible for conducting gap analysis on incoming regulation with particular focus on AIFMD.
As the successful candidate you will have an excellent understanding and experience of institutional fund management and relevant FSA rules. You will also have experience of reviewing and approving financial promotions and marketing material. In addition it is also advantageous to have knowledge of EU regulations pertaining to investment management mandates and agreements.
If you are interested in this challenging opportunity, or are looking for any other roles in compliance please forward an updated CV to compliance@venngroup.com or get in touch with Michael Murgatroyd or Jennifer Brook on 0207 557 7667.
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