Compliance Governance Introducer, VP
This role is responsible for managing and overseeing governance requirements for the new ‘Introducer Policy’ (governing relationships with senior advisers, lead generators, intermediaries and others) and all associated systems, processes and controls.
The role requires a pro-active individual with strong organising capability and excellent stakeholder management/influencing skills. A proven track record in implementing policies and procedures will be required.
Candidates should have the following skills and experience:
- Pro-active individual with exceptionally strong organising skills.
- A proven track record in implementing policies and procedures.
- Excellent stakeholder management and influencing skills.
- Excellent written and verbal communication skills.
- An established background in financial crime risk management and/or project management, acquired in a major financial services/banking sector.
- Some knowledge of ABC / financial crime regulatory environment and risk management is desirable but not essential.
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