Compliance Guidelines Analyst
Job ID: 13839
Position Description:
POSITION DESCRIPTION:
This is a challenging and exciting opportunity to work within the Legal/Compliance department, managing investment guidelines in the company's proprietary compliance management environment. Primary responsibilities include reviewing guideline documents and implementing these restrictions into the ACE program. The Analyst will work closely with Investment Professionals in interpreting client guidelines and identifying legal/regulatory compliance requirements. The Analyst may also have the opportunity to interact directly with Clients during the guideline negotiation process to ensure the implementation of clear, automatable restrictions. Additional responsibilities include responding to inquiries and minimizing errors associated with guideline implementation through research and audits.
Position Requirements:
QUALIFICATIONS:
Qualified candidate will possess working knowledge of fixed income markets/products including Derivatives. An ideal candidate will have (i) experience with interpreting and implementing investment guidelines and an understanding of compliance and legal/regulatory practices. Experience with prospectus reviews of US Mutual Funds or German language skills are a plus. This position requires a four-year degree in Finance or Economics and/or equivalent work experience. Candidate must be detail-oriented must have exceptional communication and problem-solving skills. Candidates must also have working knowledge of MS Word and Excel.
PIMCO is an Equal Opportunity Employer .
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