Compliance KYC AVP – Wealth Management recruitment

About Our Client

The firm is a world class private bank, having a big presence in Asia and looking to build that out even more in the future.

Job Description

Establish and maintain an appropriate risk based compliance framework, policies and procedures for identifying, assessing, measuring, monitoring, managing and reporting Regulatory Risk and Financial Crime Risk,
Develop and recommend (for approval by the relevant Risk Committee), appropriate policies and procedures.
Establish and maintain effective processes, including training, advice and support, to ensure the functions, policies and standards are effectively implemented across Private Banking
Ensure effective management of compliance matters across the Private Bank.
In the event of serious regulatory breaches, or where risk tolerances have been breached, responsible for ensuring Head of Compliance, Private Banking, Singapore is informed and that actions are taken quickly to remediate and/or activities are ceased.

The Successful Applicant

About 8 years first hand experience in Wealth Mgmt's KYC - this means understanding the laws of AML sanctions in Singapore (MAS 626, CFT) and other jurisdictions (FATF, OFAC etc), have first hand experience in reviewing client files, can face business in discussing the requirements for each file
Experience in Singapore regulations - key criteria is the Banking Act and related AML regulations,
Experience in SFA and FAA, CACS, is a plus
Having a degree helps, having the ICT Compliance diploma would be viewed very favourably,
Excellent in Excel and Access
Ability to work under pressure.
Excellent team player, independent worker as well

What's on offer

Excellent career prospects, good exposure to the business, attractive package

Apply for this job
Apply online using the Apply button below or phone Mark Li on + 65 6533 2777 quoting jobref H1314850

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