Compliance Manager – Brokerage (Ref# CM-B/AT310712) recruitment
Our client is a leading major global brokerage firm with a strong presence in Asia Pacific. As part of their expansion plan, and to make sure that they always comply with external regulations, they are looking to hire an experienced Compliance Manager. This is a good opportunity to join a fast growing company.
The main responsibility of this position is to keep the relationship with external regulators, to respond to their queries and surveys, and solve any potential issues. You will manage the implementation of compliance programs in Hong Kong, and ensure the execution of compliance standards across all businesses. Your role will also include to participate in the AML screening and make sure that all the marketing documents comply with the internal and external regulations. On a daily basis, you will manage the compliance manuals and training programs, and share your compliance knowledge when you are asked for advice.
To be eligible for this position, you need to have at least 5 years experience in the banking or insurance industry with strong interaction with local regulators. Your past experiences involved to review internal compliance control and procedure manuals. You must be a business or law degree holder, with strong analytical skills. You have good interpersonal skills and can speak fluent English.
If you are interested in this job, please email your resume and your present and expected salary to Antoine Thomas, enquiries@charterhouse.com.hk Tel: (852) 3151 1300 Web: www.charterhouse.com.hk